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Source-reviewed study unitAbout 10 minutes

Report broker changes and file the triennial status report

Ability objective

Match each broker change to its channel and deadline, then distinguish change reports from the triennial report and education certification.

Answer first

Core rule

Answer first: address, email, and brokerage-activity-status changes generally require an update within 10 calendar days; specified organization and qualifier changes also require a written report within 10 calendar days, while an approved name or trade-name change must precede use. A triennial status report received during February is timely; failure to file by March 1 suspends the license by operation of law. Filing and paying within 60 calendar days after CBP's notice permits reinstatement; otherwise revocation occurs by operation of law. Beginning with the 2027 report, covered individual brokers also certify continuing-education compliance. The October 2026 exam uses the 2025 Annual CFR; current operational filing instructions remain a separate check.

Authority and lookup route

Locate the rule before returning to the facts. Links point to government or official publications.

Reference lookup task

Create a trigger matrix for address or email, organization or qualifier, name, triennial report, fee, and continuing education.

Route: Map the triggers to §111.30(a), (b), (c), and (d), then connect §111.96(d) and §§111.101–111.104.

Worked example

An individual broker changes email on August 4 but plans to wait for the next triennial report. Separately, the broker later fails to file during the required February reporting period.

  1. 1Treat the email change as a separate §111.30(a) trigger requiring action within 10 calendar days.
  2. 2Do not postpone the change notice until the triennial report.
  3. 3Treat failure to file by March 1 as suspension by operation of law under §111.30(d)(4).
  4. 4Count the reinstatement period as 60 calendar days from CBP's notice, not automatically from March 1.

Conclusion: The email update is due within 10 calendar days; the missed triennial report follows the separate operation-of-law suspension and notice-based reinstatement rules.

Common traps

  • Treating the triennial status report as an annual filing.
  • Counting a 10-calendar-day change deadline as 10 working days.
  • Counting the 60-day reinstatement period automatically from March 1 instead of CBP's notice.
  • Waiting for the triennial report to disclose a change subject to a separate 10-day rule.