CBLE Ace - Master the Customs Broker License Exam

#1Broker ComplianceMedium2025

A customs broker has a client's confidential records as defined in CBP regulations pertaining to customs brokers. The records contain information that is not available from a source that is open to the public. The broker's client has specified in writing that the records should be kept confidential. Of those persons listed below, to whom may the broker disclose the confidential records?一位报关行持有客户的机密记录，该记录符合CBP关于报关行的法规定义。记录中包含的信息无法从公开来源获取。客户已书面指定该记录应予以保密。在下列人员中，报关行可以向谁披露该机密记录？

#2Broker ComplianceMedium2025

A customs broker recently imported merchandise into the customs territory of the United States and transmitted the entry records for this merchandise to CBP. If copies of these entry records are retained by CBP, which of the following statements is TRUE?一位报关行最近将商品进口到美国关境，并将该商品的报关记录传输给了CBP。如果CBP保留了这些报关记录的副本，以下哪项陈述是正确的？

#3Broker ComplianceMedium2025

John and Fred Smith each had a 25% ownership share of a general partnership, JJF, with their father, Jack Smith, owning the other 50%. Three weeks ago, JJF had sent ABC Customhouse Brokers (ABC) a copy of the bill of lading, a commercial invoice, and a packing list for their incoming shipment. JJF, a longtime client of ABC, had executed a new customs power of attorney (POA) signed by Jack Smith one month ago. However, John Smith advised ABC that his father, Jack Smith, died last week, with JJF changing by operation of law into Smith & Smith, a new partnership that inherited JJF's legal rights and responsibilities. ABC states that they cannot proceed with the customs clearance on Smith & Smith's behalf without a newly executed POA. Which regulation explains why the existing POA is no longer valid?John和Fred Smith各持有一般合伙企业JJF 25%的所有权份额，其父亲Jack Smith拥有另外50%。三周前，JJF已向ABC报关行发送了一份提单、商业发票和装箱单用于其进口货物。JJF是ABC的长期客户，一个月前由Jack Smith签署了新的报关委托书(POA)。然而，John Smith通知ABC，其父亲Jack Smith上周去世，JJF依法律规定转变为Smith & Smith，一个继承了JJF法律权利和责任的新合伙企业。ABC表示在没有新签署POA的情况下，无法代表Smith & Smith进行清关。哪项法规解释了现有POA不再有效的原因？

#4Broker ComplianceMedium2025

For which company below will the customs broker be required to obtain documentation establishing the authority of the grantor to execute a power of attorney?对于以下哪家公司，报关行需要获取文件以证明授权人有权签署委托书？

#5Broker ComplianceMedium2025

Which of the following would NOT constitute grounds sufficient to deny an application for a customs broker's license?以下哪项不构成拒绝报关员执照申请的充分理由？

#6Broker ComplianceHard2025

Which of the following is considered "customs business?"以下哪项被视为"报关业务"？

#7Broker ComplianceHard2025

A licensed broker must report or provide the following to CBP EXCEPT:持照报关行必须向CBP报告或提供以下信息，除了：

#8Broker ComplianceHard2025

In accordance with the relevant regulation in Part 111 of 19 CFR, if a customs broker discovers a breach of electronic or physical records relating to the broker's customs business, the broker must electronically notify _____ within 72 hours of the discovery of the breach.根据19 CFR第111部分的相关法规，如果报关行发现与其报关业务相关的电子或实物记录被泄露，报关行必须在发现泄露后72小时内以电子方式通知_____。

#9Broker ComplianceHard2025

Forty-two days ago, a customs broker knowingly hired a person convicted of a felony. At no point has the customs broker sought approval for this hire from CBP. Additionally, CBP is not aware of this hire. As of today, what is the heaviest single maximum penalty that can be assessed by CBP against this broker for not seeking approval from the appropriate Executive Director, Office of Trade for the felon's continued employment?42天前，一位报关行明知故犯地雇用了一名重罪定罪人员。报关行始终未就此雇用向CBP寻求批准。此外，CBP并不知道此次雇用。截至今日，CBP因该报关行未向贸易办公室相应执行主任寻求批准重罪犯继续雇用而可以评估的最高单项处罚是什么？

#10Broker ComplianceHard2025

Sixty-one days ago, an authorized CBP official properly demanded that a broker, who was acting as importer for a released shipment and is also the bond principal, redeliver to CBP custody the merchandise from that shipment. The merchandise was not legally marked with its country of origin for the purpose of requiring the merchandise to be properly marked. In the meantime, the broker has taken no action, and the Center director did not give a good cause extension. CBP has now demanded liquidated damages in an amount equal to the entered value of the shipment. The broker wants relief from full payment. Which of the following is therefore legally TRUE?61天前，一位经授权的CBP官员正式要求一位报关行（该报关行同时担任一批已放行货物的进口商和保证金委托人）将该批货物重新交付CBP监管。该商品未按法律规定标注原产国，以要求商品进行正确标记。在此期间，报关行未采取任何行动，且中心主任未给予正当理由延期。CBP现已要求支付相当于货物报关价值的违约金。报关行希望减免全额支付。以下哪项在法律上是正确的？

#11Broker ComplianceMedium2025

Which of the following is a TRUE statement regarding decisions to remit or mitigate a penalty or cancel a claim for liquidated damages upon payment of a lesser amount?关于减免或减轻处罚、或在支付较少金额后取消违约金索赔的决定，以下哪项陈述是正确的？

#12Broker ComplianceMedium2025

A customs broker receives payment for duties from a client after the due date. The payment did not include payment for the broker's services. What must the broker do?一位报关行在到期日之后收到了客户支付的关税款。该付款未包含报关行服务费。报关行应当怎么做？

#13Broker ComplianceMedium2025

Which of the following statements is legally TRUE regarding a customs broker conducting "customs business?"关于报关行开展"报关业务"，以下哪项陈述在法律上是正确的？

#14Broker ComplianceMedium2025

Which of the following is NOT legally required for a partnership broker to file entry and entry summary for commercial merchandise on behalf of an importer of record?以下哪项不是合伙企业报关行代表进口备案人申报商业货物进口报关和报关单的法律要求？

#15Broker ComplianceMedium2025

A freight forwarder is referring an import client to a customs broker with an expectation of receiving a referral fee. Which ONE of the following statements is legally TRUE with respect to their relationship?一位货运代理将进口客户推荐给报关行，并期望收取推荐费。关于他们之间的关系，以下哪项陈述在法律上是正确的？

#16Broker ComplianceMedium2025

Which ONE constitutes an impermissible "misuse of license or permit"?下列哪一项构成不允许的“执照或许可证滥用”？

#17Broker ComplianceMedium2025

AA Customs Brokers Inc. has a corporate license and national permit. Tom, the permit qualifier, resigned. What is the maximum number of days to find a new qualifier to avoid revocation?AA报关行有限公司持有公司执照和全国许可证。许可证资格人Tom辞职。为避免吊销，最多有多少天找到新的资格人？

#18Broker ComplianceHard2025

By what date must the initial petition for relief be filed in a seizure and penalty case?在扣押与罚款案件中，首次救济申请必须在何时之前提交？

#19Broker ComplianceMedium2025

What are the requirements for CBP to consider an offer in compromise under the Tariff Act of 1930?根据1930年《关税法》，CBP考虑和解要约须满足哪些要求？

#20Broker ComplianceMedium2025

Which of the following is NOT required to be maintained by the broker as evidence of continuing broker education?下列哪一项不是报关行必须保存的、作为持续报关教育证明的记录内容？

#21Broker ComplianceEasy2025

Which of the following must certify completion of continuing broker education with the triennial status report? i. Individual brokers ii. Partnerships iii. Associations iv. Corporations下列哪些主体须在三年一次状态报告中认证已完成持续报关教育？i. 个人报关行 ii. 合伙企业 iii. 协会 iv. 公司

#22Broker ComplianceHard2025

ZX Customs Brokers Inc. has George Forest as its permit qualifier. The company voluntarily suspended its license for one year. Jayne Smythe is a licensed broker but not an officer. Which statement is FALSE?ZX报关行有限公司的许可证资格人为George Forest。公司自愿暂停执照一年。Jayne Smythe系持照报关行但非高管。下列哪项陈述为假？

#23Broker ComplianceMedium2025

Suzy Smith applies for a national permit and has provided items 1 through 7. What additional material is needed?Suzy Smith申请全国许可证，已提交第1至7项材料。还需要补充什么？

#24Broker ComplianceEasy2025

When a protest is filed by an agent who is not an attorney or customs broker, what document is needed?当异议由既非律师也非报关行的代理人提交时，需要什么文件？

#25Broker ComplianceMedium2025

The Department of Defense hires a broker for an armor import and states that a power of attorney is not required. Which is TRUE?国防部委托报关行进口装甲装备，并称不需要委托书。下列哪项正确？

#26Broker ComplianceMedium2025

Which party must maintain records for CBP inspection?哪一方必须为CBP检查保存记录？

#27Broker ComplianceEasy2025

Records of warehouse withdrawal must be retained for how many years?仓库提货记录必须保存多少年？

#28Broker ComplianceMedium2025

Which of the following is mandatory for responsible supervision and control?下列哪一项是负责任的监督与控制所强制要求的？

#29Broker ComplianceMedium2025

Employee Andrew Balder wants to import dress jackets similar to a client's. Which is CORRECT?员工Andrew Balder欲进口与其客户相似的连衣裙式外套。下列哪项正确？

#30Broker ComplianceEasy2025

"_____ means activity by a business entity to ensure that documents are prepared with reasonable care, but not the actual preparation or filing of those documents."“_____是指商业实体为确保单证以合理谨慎准备而进行的活动，但不包括该等单证的实际编制或申报。”

#31Broker ComplianceHard2025

A broker completed a continuing education course on April 15, 2027, and certified completion with the triennial status report filed February 1, 2030. How long must the broker maintain the record?某报关行于2027年4月15日完成一门持续教育课程，并于2030年2月1日提交的三年一次状态报告中认证完成。记录须保存多久？

#32Broker ComplianceMedium2025

Upon CBP request, the broker must make continuing education information available on or before _____.经CBP要求，报关行必须在_____或之前提供持续教育信息。

#33Broker ComplianceMedium2025

Joe Slacker completed 8 hours of the 20 hours required and failed to report correctly. What must he do?Joe Slacker仅完成20小时要求中的8小时，且未正确报告。他必须怎么做？

#34Broker ComplianceMedium2025

What is the penalty for a person who intentionally transacts customs business without a license?故意在无执照情况下从事报关业务的人员面临何种处罚？

#35Broker ComplianceEasy2025

Ms. Smith is the broker for American Widgets. What additional action is required for billing?Smith女士是American Widgets的报关行。关于收费还须采取何种额外措施？

#36Broker ComplianceMedium2024

Which ONE permit constitutes sufficient permit authority for a customs broker to conduct customs business within the customs territory of the U.S.?以下哪一种许可证足以授权报关行在美国关境内开展报关业务？

#37Broker ComplianceMedium2024

Who must exercise responsible supervision and control over the customs business of an association or corporation broker?谁必须对协会或公司报关行的报关业务行使负责任的监督和控制？

#38Broker ComplianceHard2024

Shady CHB discovers that its client Angel uses double invoices — a lower-value invoice for insurance and a higher-value invoice for customs entry. Shady's attorney advises terminating Angel. What is the best next step?Shady报关行发现其客户Angel使用双重发票——低价发票用于保险，高价发票用于报关。Shady的律师建议终止与Angel的合作。最佳下一步措施是什么？

#39Broker ComplianceMedium2024

An individual's broker license has been suspended for failure to file a triennial status report. When will the license be revoked if the individual fails to file?一位个人报关行执照因未提交三年一次的状态报告而被暂停。如果该个人仍未提交，执照将在何时被吊销？

#40Broker ComplianceMedium2024

____ must be set forth in or attached to an application for a new national permit regarding responsible supervision and control.关于负责任的监督和控制，____必须在新的全国许可证申请中列明或附于其中。

#41Broker ComplianceMedium2024

What is the maximum number of calendar days for a recordkeeping contact to make records available when no additional time is specified?在未指定额外时间的情况下，记录保管联系人最多有多少日历日可提供记录？

#42Broker ComplianceHard2024

A broker is served a CBP summons for 10 entries. The client was terminated 10 months ago and the POA has been revoked. How should the broker respond?报关行收到CBP关于10份报关单的传票。客户已于10个月前终止合作，委托书已被撤销。报关行应如何回应？

#43Broker ComplianceHard2024

An LLC surrenders its organizational license. Who must notify CBP of the party with custody of records?一家有限责任公司交回其组织执照。谁必须通知CBP关于记录保管方的信息？

#44Broker ComplianceHard2024

Other than the owner or purchaser, who can sign or certify electronic entry transmissions?除所有者或购买者外，谁可以签署或认证电子报关传输？

#45Broker ComplianceHard2024

The grantor is a limited partnership importing textiles and also has a POA with a freight forwarder. Which statement is FALSE?委托人是一家进口纺织品的有限合伙企业，同时与货运代理签有委托书。以下哪项陈述是错误的？

#46Broker ComplianceHard2024

Which limitation in a limited POA would NOT be permitted?以下哪项限制性委托书中的限制条件不被允许？

#47Broker ComplianceHard2024

Sam Sly's license was revoked for triennial filing failure. CBP discovers Sam conducting freelance customs business and assesses a $10,000 penalty. Will CBP mitigate?Sam Sly的执照因未提交三年报告而被吊销。CBP发现Sam从事自由报关业务并处以10,000美元罚款。CBP会减轻处罚吗？

#48Broker ComplianceMedium2024

A penalty has been assessed with less than 180 days before the statute of limitations. What is the minimum filing period the FPF Officer must provide?在距诉讼时效不足180天时评估了罚款。FPF官员必须提供的最低申报期限是多少？

#49Broker ComplianceMedium2024

Which merchandise is subject to mandatory seizure under 19 USC 1595a(c)?根据19 USC 1595a(c)，哪类商品须强制扣押？

#50Broker ComplianceMedium2024

What is the maximum penalty for broker violation(s) of 19 USC 1641 in one notice?一份通知中报关行违反19 USC 1641的最高罚款是多少？

#51Broker ComplianceMedium2024

Which of the following statements is FALSE?以下哪项陈述是错误的？

#52Broker ComplianceMedium2024

Number One Car Company (NOC Co.) is an existing importer adopting an alternate name. Which correctly states a method the broker Jack Frost can use to notify CBP?Number One Car Company（NOC Co.）正在采用替代名称。报关行Jack Frost可使用哪种方法通知CBP？

#53Broker ComplianceMedium2024

ZXY is terminating its relationship with Slick brokerage. The power of attorney was granted for an unlimited time. Who may revoke the power of attorney?ZXY正在终止与Slick报关行的关系。委托书为无限期授权。谁可以撤销委托书？

#54Broker ComplianceMedium2024

Which accurately reflects the duration limitations for powers of attorney?以下哪项准确反映了委托书的期限限制？

#55Broker ComplianceMedium2024

A broker is switching from paper to digital records. From whom must permission be received and within what time frame?报关行从纸质转换为数字记录，须在何时向谁申请许可？

#56Broker ComplianceHard2024

Which is TRUE regarding the record retention period?关于记录保留期限，以下哪项正确？

#57Broker ComplianceMedium2024

A broker license applicant has been denied. What is the next action to initiate an appeal?报关行执照申请被拒。发起上诉的下一步是什么？

#58Broker ComplianceHard2024

Which scenario demonstrates a broker may have failed to maintain responsible supervision and control?哪种情形表明报关行可能未能维持负责任的监督和控制？

#59Broker ComplianceMedium2024

A broker failed to file the triennial status report and the license was suspended. What must the broker do to get reinstated?报关行未提交三年状态报告致执照被暂停。如何恢复？

#60Broker ComplianceMedium2024

Which is TRUE about national permit applications for organizations?关于组织的全国许可证申请，哪项正确？

#61Broker ComplianceHard2024

Regarding CBP SOC breach notification, what must a broker do for a breach of physical records?关于CBP SOC泄露通知，报关行在物理记录泄露时须做什么？

#62Broker ComplianceHard2024

Which of the following statements is FALSE?以下哪项陈述是错误的？

#63Broker ComplianceHard2024

What is NOT required for a corporation to file entry/entry summary for commercial merchandise on behalf of others?公司代他人申报商业货物的报关/报关摘要，哪项不是必需的？

#64Broker ComplianceMedium2024

When is a power of attorney required for filing a protest?什么情况下提交抗议需要委托书？

#65Broker ComplianceHard2024

John Rose (a customs broker) and his client Shady are importing 18 diamonds worth $45,000 in luggage from London. Rose advises Shady that no declaration is needed. Which is TRUE about the penalties?报关行John Rose和客户Shady从伦敦用行李进口18颗价值45,000美元的钻石。Rose建议无需申报。关于处罚哪项正确？

#66Broker ComplianceEasy2023

Who has the duty to exercise responsible supervision and control over an employee who has been granted authority by the broker?谁负有对经报关行授权的员工进行负责任监督与控制（responsible supervision and control）的义务？

#67Broker ComplianceMedium2023

Which of the following is NOT listed in 19 CFR 111.91(a) as grounds for a monetary penalty against a broker?下列哪一项未在 19 CFR 111.91(a) 中列为可对报关行处以金钱处罚的事由？

#68Broker ComplianceEasy2023

The regulations define “customs business” as which of the following?法规中“报关业务”（customs business）的定义对应下列哪一项？

#69Broker ComplianceEasy2023

How many characters are in a unique filer code?唯一申报人代码（unique filer code）由多少个字符组成？

#70Broker ComplianceMedium2023

For purposes of reporting an ownership change, “principal” means a person with at least what percentage interest?就申报所有权变更而言，“主要负责人/ principal”是指至少拥有多少比例权益的人？

#71Broker ComplianceMedium2023

What is the maximum time a broker has to replace a terminated qualifying officer before the license may be revoked for failure to maintain a qualifying officer?负责官员（qualifying officer）终止任职后，报关行须在多长时间内任命接替者，否则可能因未维持负责官员而被吊销执照？

#72Broker ComplianceMedium2023

What is the maximum time John Smith has to report to CBP that he was terminated as a qualifying officer?John Smith 被解除负责官员职务后，须在多长时间内向 CBP 报告？

#73Broker ComplianceHard2023

A nonresident importer has authorized special address notification. Which action violates 19 CFR 111.41?非居民进口商已授权特别地址通知（special address notification）。下列哪一行为违反 19 CFR 111.41？

#74Broker ComplianceMedium2023

What is the maximum civil penalty for a single violation of conducting customs business without the required customs broker license?单次违反规定、在未取得所需报关行执照的情况下从事海关业务，最高民事罚款为多少？

#75Broker ComplianceEasy2023

A licensed customs broker must designate which person as the primary contact concerning recordkeeping requirements?持照报关行必须指定何人为档案保存（recordkeeping）相关事宜的主要联系人？

#76Broker ComplianceMedium2023

Which of the following is NOT an example of exercising due diligence in broker correspondence and payment practices?下列哪一项不属于报关行在通信与付款方面应尽合理注意（due diligence）的示例？

#77Broker ComplianceMedium2023

Within how many days must a customs broker seek CBP approval before employing a person who has been convicted of a felony?报关行在雇用曾被判重罪的人员之前，须在多少日内向 CBP 申请批准？

#78Broker ComplianceHard2023

Newly licensed broker Pat Smith: license effective August 1, 2022; national permit issued December 19, 2022. When is the next status report due and what is the fee?新获执照的报关行 Pat Smith：执照 2022 年 8 月 1 日生效，全国许可证 2022 年 12 月 19 日签发。下一次状态报告应于何时提交？费用为多少？

#79Broker ComplianceEasy2023

After passing the Customs Broker License Examination (CBLE), within what period must an applicant generally apply for a broker license?通过报关行执照考试（CBLE）后，申请人一般须在多长时间内申请报关行执照？

#80Broker ComplianceMedium2023

An examinee was born October 12, 2004. They took the CBLE on October 26, 2022, received notice of passing on November 10, 2022, and application instructions on December 1, 2022. What is the earliest date they may apply for a license?某考生生于 2004 年 10 月 12 日，于 2022 年 10 月 26 日参加 CBLE，2022 年 11 月 10 日获知通过，2022 年 12 月 1 日收到申请说明。其最早可于何日申请执照？

#81Broker ComplianceEasy2023

Within how many working days after the due date must a customs broker transmit payment to CBP when payment is required?需要向 CBP 付款时，报关行应于到期日后多少个「工作日」内汇出款项？

#82Broker ComplianceMedium2022

Generally, how many years after the date of entry or final withdrawal for a warehouse entry must the broker retain the records?一般而言，就保税仓进境报关而言，经纪人须在进境或最终提离之日起保留记录多少年？

#83Broker ComplianceMedium2022

Under 19 CFR 111.24, to which entity is a broker NOT permitted to disclose confidential records?依 19 CFR 111.24，经纪人不得向哪一主体披露保密记录？

#84Broker ComplianceMedium2022

Where in the regulations would you find the (a)(1)(A) list?法规中何处可找到 (a)(1)(A) 清单？

#85Broker ComplianceMedium2022

Licensed broker was served Customs summons signed by Center Director requiring entry files for 10 entries prepared for Company Z within last 3 years. Broker terminated Company Z as client 1 year ago. Company Z provided no written instructions regarding summons. How must broker respond?持牌经纪人收到由中心主任签署的海关传票，要求提供过去三年内为 Z 公司办理的十笔报关档案。经纪人已于一年前终止与 Z 公司的委托关系。Z 公司未就传票提供任何书面指示。经纪人应如何回应？

#86Broker ComplianceMedium2022

Broker filed entry for Irish tea. In addition to Customs Documents, which PGA forms must be filed and retained?经纪人为爱尔兰茶叶办理了报关。除海关单证外，还须申报并保存哪些参与政府机构（PGA）的表格？

#87Broker ComplianceMedium2022

Which is NOT a factor CBP considers in deciding whether a broker has exercised responsible supervision and control over unlicensed employees?下列哪一项不是 CBP 在判断经纪人是否对无执照雇员尽到合理监督与控制时所考虑的因素？

#88Broker ComplianceMedium2022

IOR contacts broker to revise entry 123-1234567-8 because internal audit revealed omitted invoice. Goods qualify under CAFTA-DR from Dominican Republic. No change in duties/taxes/fees. Entry not liquidated, fully paid, less than 1 year since import. Which process should be used?进口商记录持有人（IOR）联系经纪人修改报关单 123-1234567-8，因内部审计发现漏报发票。货物自多米尼加共和国进口且符合 CAFTA-DR。关税/税/费无变化。报关单尚未清算、已全额缴款、自进口起不足一年。应采用何种程序？

#89Broker ComplianceMedium2022

Under what circumstances may a licensed broker accept fees from an attorney?持牌经纪人在何种情形下可向律师收取费用？

#90Broker ComplianceMedium2022

In solicitation, promotion, or performance of customs business, who may a broker allow to use their license, permit, or name?在招揽、宣传或办理通关业务时，经纪人可允许谁使用其执照、许可或名称？

#91Broker ComplianceMedium2022

Who is responsible for paying the annual user fee per Part 111?依第 111 部分，谁负责缴纳年度用户费？

#92Broker ComplianceMedium2022

What must a corporate broker do to continue customs business after the qualifying license officer retires?公司制经纪人在取得执照资格的高管退休后，若要继续从事通关业务，必须采取何种措施？

#93Broker ComplianceMedium2022

A broker must notify Customs of all the following EXCEPT:经纪人必须向海关通知下列各项，除外的是：

#94Broker ComplianceMedium2022

Under what circumstances may a Customs broker employ a convicted felon or former broker whose license was cancelled with prejudice?在何种情形下，报关经纪人可以雇用被判重罪者或许可曾被带偏见注销（cancelled with prejudice）的前经纪人？

#95Broker ComplianceMedium2022

Broker Blue is US corporation owned by Canadian Customs Broker Maple. Broker Blue files entries for Maple's clients, invoices reflect Maple as bill-to party, Maple pays Broker Blue then invoices clients for both services. What regulation is being violated?Broker Blue 为加拿大报关经纪人 Maple 拥有的美国公司。Broker Blue 为 Maple 的客户申报进口，发票以 Maple 为付款方，Maple 向 Broker Blue 付款后再向客户就两项服务一并开票。违反了哪条规定？

#96Broker ComplianceMedium2022

Jane works for Broker D. Jane failed to get CBP Form 7553 signed before destruction of merchandise for drawback. Jane gives CBP Officer Smith a backstage concert pass and asks him to sign a backdated Form 7553. What liability does Broker D have?Jane 受雇于 Broker D。Jane 在退税（drawback）项下销毁货物前未取得 CBP 表格 7553 签字。Jane 向海关官员 Smith 赠送演唱会后台通行证并请求其倒签 7553 表。Broker D 承担何种责任？

#97Broker ComplianceMedium2022

Examples of unauthorized business relationships EXCEPT:下列为未经授权业务关系之示例，除外的是：

#98Broker ComplianceMedium2022

Ms. Thomas (individually licensed broker) resigns as VP. Within how many days must Jacobs & Robinson CHB employ a new licensed broker as officer before license revocation?Thomas 女士（个人持照报关行）辞去副总裁职务。Jacobs & Robinson 报关行须在多少天内聘用新的持照报关行担任高管，否则将面临吊销执照？

#99Broker ComplianceMedium2022

Brokers may form separate company for ancillary services. Who may NOT access confidential client records?报关行可另设公司提供附属服务。谁不得接触保密客户档案？

#100Broker ComplianceMedium2022

Under which scenario can broker bill FF for duties without sending copy to importer?在何种情形下，报关行可向货运代理（FF）收取关税费用而无需向进口商发送副本？

#101Broker ComplianceMedium2022

How long must broker retain records for warehouse withdrawal from date of last withdrawal?报关行须自最后一次仓库提领之日起保存相关档案多久？

#102Broker ComplianceMedium2022

Which is NOT considered customs business?下列哪一项不属于海关业务（customs business）？

#103Broker ComplianceMedium2021

How long does the filer have to retransmit an entry rejected by CBP for an antidumping/countervailing duty (AD/CVD) issue?若 CBP 因反倾销/反补贴（AD/CVD）问题驳回申报，申报人须在多久内重新传送该笔进口申报？

#104Broker ComplianceMedium2021

Every three years, brokers must file a Triennial Status Report by February. Failure to file results in:报关经纪人每三年须在 2 月前提交三年期状况报告（Triennial Status Report）。未按时提交的后果是：

#105Broker ComplianceMedium2021

A person paying by returned check (dishonored) is assessed a charge of ___ unless not at fault.以退票（拒付支票）付款者须缴纳 ___ 费用，除非其无过错。

#106Broker ComplianceMedium2021

Which of the following is NOT among the basic requirements for an individual customs broker’s license?下列哪一项不属于个人报关经纪人执照的基本条件？

#107Broker ComplianceMedium2021

Under what 19 CFR section is the fee for an application for carrier/forwarder bonded merchandise transportation?承运人/货运代理人保税货物运输许可申请的费用规定在 19 CFR 哪一条？

#108Broker ComplianceMedium2021

Which factor is NOT always considered by CBP when measuring responsible supervision and control?在衡量“负责任的监督与控制”（responsible supervision and control）时，下列哪一项并非 CBP 始终考虑的因素？

#109Broker ComplianceMedium2021

Which statement regarding customs broker conduct is FALSE?关于报关经纪人行为的陈述，下列哪一项为假？

#110Broker ComplianceMedium2021

Juan Hembra is a broker at ABC Brokers and owns Hembra Hats (imports and sells Panama hats from Ecuador). Which situation creates a conflict of interest?Juan Hembra 在 ABC Brokers 任经纪人，并拥有 Hembra Hats（从厄瓜多尔进口并销售巴拿马帽）。下列何种情形构成利益冲突？

#111Broker ComplianceMedium2021

At what value is a mail shipment REQUIRED to be formally entered?邮运货物货值达到多少时必须办理正式申报入境？

#112Broker ComplianceMedium2021

When should an in-bond application be submitted?保税转运申请应于何时提交？

#113Broker ComplianceMedium2021

A customs broker permit application must include information about each employee EXCEPT:报关行许可证申请须包含每名雇员的下列信息，除外的是：

#114Broker ComplianceMedium2021

When is a customs broker license REQUIRED?何种情况下必须持有报关员执照？

#115Broker ComplianceMedium2021

Which statement is NOT subject to grounds for suspension or revocation of a broker license?下列哪一情形不属于吊销或暂停报关员执照的理由？

#116Broker ComplianceMedium2021

Which statement is FALSE? (1) New employee information must be submitted after 30 days. (2) 120 days to replace a licensed officer. (3) CBP will not hold the broker responsible for accuracy of employee-provided information. (4) Financial settlements with clients within 7 working days. (5) Broker must transmit a copy of the entry to the actual importer.下列哪一项为假？（1）新雇员信息须在30日后提交。（2）120日内更换持照负责人。（3）CBP不因雇员提供信息不准确而追究报关行责任。（4）与客户财务结算须在7个工作日内完成。（5）报关行须向实际进口商传送入境副本。

#117Broker ComplianceMedium2021

All of the following are true EXCEPT:下列各项均为真，除外的是：

#118Broker ComplianceMedium2019

What is a customs broker required to have in order to conduct customs business on behalf of others?报关行代表他人开展报关业务时，依法必须具备下列哪一项？

#119Broker ComplianceMedium2019

John Henry, licensed customs broker, has permit in Chicago, wants national permit. Has provided: 1) License number/date, 2) Address/phone of office of record, 3) Name/license/office/phone of supervising broker. What else needed?持照报关行 John Henry 在芝加哥有关区许可，欲申请全国许可，已提供：1）执照号码与日期；2）备案办公地址与电话；3）监管报关行的姓名、执照、办公处及电话。还须提交什么？

#120Broker ComplianceMedium2019

Bills resulting from dishonored ACH transactions are due within ___ days.因 ACH 退票产生的账单须在多少日内缴付？

#121Broker ComplianceMedium2019

Andrew Balder, employee of PM Morris Customs Brokerage (MCB), wants to import dual color lapel men's dress jackets. Client of MCB regularly imports comparable dress jackets. Which statement is CORRECT?PM Morris 报关行（MCB）雇员 Andrew Balder 欲进口双色翻领男式礼服夹克；MCB 某客户经常进口同类礼服夹克。下列哪项表述正确？

#122Broker ComplianceMedium2019

Which is NOT "Customs Business"?下列哪一项不属于“报关业务（Customs Business）”？

#123Broker ComplianceMedium2019

How many days to file appeal of exam failure?对报关员资格考试不及格提出上诉须在多少日内提交？

#124Broker ComplianceMedium2019

Which statement is FALSE?下列哪一项表述为假？

#125Broker ComplianceMedium2019

Which time frame is INCORRECT?下列关于期限的表述哪一项不正确？

#126Broker ComplianceMedium2019

A broker holds a license/permit in Miami, ceases business there, and opens in Tampa. Which of the following is INCORRECT?某报关行在迈阿密持有执照/许可，在该处停业后在坦帕开业。下列哪一项不正确？

#127Broker ComplianceMedium2019

What is the maximum continuous period a partnership, association, or corporation may operate without a licensed member before the license is revoked by operation of law?合伙、协会或公司在无持照成员的情况下，最多可连续经营多久后执照将依法被撤销？

#128Broker ComplianceMedium2019

For a new employee, the broker must submit written information within ___ after the employee has been employed for 30 consecutive days.对新雇员，报关行须在该雇员连续受雇满 30 日后 ___ 内提交书面资料。

#129Broker ComplianceMedium2019

An examinee has ___ to file an appeal of a failing grade.考生须在 ___ 内对不及格成绩提出申诉。

#130Broker ComplianceMedium2019

A permit application must include all of the following EXCEPT:许可申请须包含以下各项，除外的是：

#131Broker ComplianceMedium2019

Records pertaining to bonded merchandise must be retained by the proprietor for ___ after final withdrawal.与保税货物有关的记录，经营人须在最终提离后保留 ___。

#132Broker ComplianceMedium2019

Which of the following is TRUE regarding record-keeping? (Select all that apply.)关于记录保存，下列哪项为真？（可多选）

#133Broker ComplianceMedium2018

When a customs broker submits written information regarding a new employee to CBP under 19 CFR 111.28(b), which of the following is NOT required to be included?报关行依 19 CFR 111.28(b) 向 CBP 提交关于新雇员的书面资料时，下列哪一项不属于必须填报内容？

#134Broker ComplianceMedium2018

A licensed customs broker who fails to notify CBP in writing that a new qualifying member has replaced a former qualifying member within the period prescribed in the regulations may be subject to sanctions. That period is:持照报关行若未在法规规定的期限内向 CBP 书面通知新的合格成员已替代原合格成员，可能受到处罚。该期限为：

#135Broker ComplianceMedium2018

For a new employee, the broker must submit the written information required by 19 CFR 111.28(b) within ___ after the employee has been employed for 30 consecutive calendar days.对新雇员，报关行须在该雇员连续受雇满 30 个自然日后 ___ 内提交 19 CFR 111.28(b) 所要求的书面资料。

#136Broker ComplianceMedium2018

Which statement best describes the Triennial Status Report fee for an individual customs broker under 19 CFR 111.30(d)?下列哪项最准确描述 19 CFR 111.30(d) 下个人报关员的三年期状况报告费用？

#137Broker ComplianceMedium2018

Under 19 CFR Parts 111 and 112, which of the following activities is NOT required to be performed by a licensed customs broker?依 19 CFR 第 111 及 112 部分，下列哪项活动不要求必须由持照报关行办理？

#138Broker ComplianceMedium2018

Under 19 CFR 24.3(e), when must an importer deposit estimated duties, taxes, and fees after filing a reconciliation entry that is not filed pre-import?依 19 CFR 24.3(e)，进口商递交非进口前递交的核对（reconciliation）申报后，须在何时缴存预估关税、税款及费用？

#139Broker ComplianceMedium2018

Which statement regarding a corporation that holds a customs broker license is FALSE?关于持有报关执照的公司的陈述，下列哪一项为假（错误）？

#140Broker ComplianceMedium2018

Under Appendix C to Part 171, Section XI(B), which of the following is NOT listed as a factor that may be considered in determining whether a violation is negligent?依第 171 部分附录 C 第十一节(B)，下列哪一项未列为判断违法是否构成疏忽时可考虑的因素？