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Sign inApril 2026 · Q14 · Broker Compliance
Reporting a new broker employee
Report complete employee details within thirty calendar days.
1:00US English narrationTwo narrators
What you will learn
Report complete employee details within thirty calendar days.
19 CFR 111.28(b)(1); 19 CFR 111.28(b)(2) · 2024 annual CFR
Explained using the historical edition for this exam.