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Sign inApril 2026 · Q2 · Broker Compliance
Earning continuing education credit
Recognize an approved lecture and calculate one credit.
1:06US English narrationTwo narrators
What you will learn
Recognize an approved lecture and calculate one credit.
19 CFR111.103(a)-(b); 19 CFR111.103(b)(1); 19 CFR111.103(b)(2)(ii) · 2024 annual CFR
Explained using the historical edition for this exam.