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Sign inOctober 2022 · Q28 · Penalties & Enforcement
Routing a broker penalty petition
Routing a broker penalty petition
0:25US English narrationTwo narrators
What you will learn
Routing a broker penalty petition
171.62(a)-(b);111.93-111.95 · 2021 CFR April1;2021 HTS Basic no supplements; historical exam reference
Explained using the historical edition for this exam.